Lesson Plan #42                             http://www.phy6.org/stargaze/Lsun7erg.htm

(S-7)   The Energy of the Sun    

    This long section covers the generation of the Sun's energy through nuclear fusion, as well as some ideas about the evolution of stars like the Sun and their ultimate collapse, leading in some cases to supernova explosions. The section also acquaints the student with some fundamentals of nuclear physics and, if time allows, the class can proceed from here to section S-8 on nuclear power generation.

(S-7A)   The Discovery of Atoms and Nuclei   

    A brief section on the emergence of our ideas on atoms, nuclei and their constituents. This section contains a timeline and a historical introduction to the subject, and may be omitted if time is short.

Part of a high school course on astronomy, Newtonian mechanics and spaceflight
by David P. Stern

This lesson plan supplements: (S-7) The Energy of the Sun : on disk Sun7enrg.htm, on the web
                                    http://www.phy6.org/stargaze/Sun7enrg.htm

(S-7A) The Discovery of Atoms and Nuclei: on disk Ls7adisc.htm, on the web
                                    http://www.phy6.org/stargaze/Ls7adisc.htm

"From Stargazers to Starships" home page: ....stargaze/Sintro.htm
Lesson plan home page and index:             ....stargaze/Lintro.htm


Goals

The student will learn

  • About the "solar constant," the average flow rate of solar energy to Earth.

  • That stars contain appreciable gravitational energy, which they can release by shrinking. This is an important source of energy in the early and final stages of the evolution of a Sun-like star.

  • That the composition of radioactive elements suggests the Earth is billions of years old. The only credible source that can power the Sun for so long is nuclear energy.

  • About the structure of the atomic nucleus, an extremely compact object governed by 3 types of force:

    1. The electric repulsion of its protons, trying to blow it apart.

    2. The "strong nuclear force" which makes neutrons and/or protons stick together, provided they are first brought very close to each other, within the short range of that force.

    3. The "weak nuclear force" which tries to balance (equalize) the number of protons and neutrons in the nucleus and can, under suitable conditions, convert one kind to the other. It, too, has a short range.

  • About the "curve of binding energy." That is the graph showing how the binding energy of a nucleus depends on its mass ("atomic weight"), telling us that the most stable nucleus is that of iron. Energy can be gained either by combining lighter nuclei ("nuclear fusion") to form nuclei up to iron, or by breaking up heavier ones.

  • That the Sun gets its energy by fusion, combining hydrogen nuclei ("protons") to form helium. Because that energy comes from the strong nuclear force, fusion requires nuclei to come very close to each other. That usually happens only when atoms collide with great force. The high temperatures and pressures needed for such collisions appear to exist in the core of the Sun.

  • About "controlled nuclear fusion" in which scientists try to release fusion power for commercial use, by magnetically confining and heating ions.

  • About the way stars are believed to evolve as time passes. First a cloud of gas is pulled together by its own gravity, which supplies energy until nuclear fusion begins at the core of the new star. A long period of "nuclear burning" then follows. This ends when the star runs out of fuel and collapses, rapidly releasing a great amount of gravitational energy.

  • About the remnants of such collapses--white dwarfs, neutron stars and black holes.

  • About the gravitational collapse of larger stars in the ("type 2") supernova process, creating elements heavier than iron. The energy released by the collapse blows away the outer layers of the star.

  • About the Crab Nebula, the remnant of the 1054 supernova explosion.
Terms: solar constant, gravitational energy, nucleus, proton, neutron, radioactivity, strong nuclear force, weak nuclear force, isotopes, binding energy of nuclei, mass defect, nuclear fusion, gravitational collapse, white dwarf, neutron stars, supernovas, Crab nebula, pulsars, black holes.


To the teacher:
            A problem faced in covering modern science at the high school level is that so much must be accepted on faith, because too much time and effort would be needed to explain the reasons why basic ideas are held to be true.

This is a delicate subject. Most students will accept taught facts without questioning them--for instance, accept that Mt. Everest exists, even if none of them ever saw it. Yet sometimes so much is accepted on faith that the entire structure becomes suspect.

Students need to realize that all the abstract concepts of science--atoms, nuclei, protons and neutrons, none of them visible to us--evolved gradually, that scientists questioned them at every step, and in the end accepted them only because no other interpretation seemed possible.

One is reminded of a story (possibly even true) about a 19th century meeting in which British teachers discussed the math curriculum. The question arose whether to teach Euclid's classical geometry, with its interlocking sequence of theorems and proofs. One teacher rose up and said something like the following: "If a duly accredited teacher tells the student that the sum of the angles in a triangle is 180 degrees, the student should accept it and not be required to prove it as well."

Today we smile at this argument, the very opposite of the scientific approach we try to impart to students. Yet in physics and astronomy, just as much as in mathematics, the student must learn to appreciate the reasons, not just memorize the contents.

An additional historical review is provided for this section, linked further below. If time permits, cover its contents as well.


Starting the lesson

    One problem in high school physics is that so much must be covered! Physics has advanced tremendously in the 20th century, but many of its recent advances involve complicated theory and intricate observations--so much that even university professors find it hard to explain everything.

Today we discuss energy generation by the Sun, which involves atoms and nuclei. Most high school teachers (and most texts) simply tell students (teacher writes on the blackboard, and students copy):

  • Matter is made up of atoms.

  • Each atom has at its center a compact positive nucleus, surrounded by a cloud of negatively charged lightweight electrons.

  • Nuclei in nature contain from 1 to 92 protons, positive particles which also form the nuclei of hydrogen atoms.

  • Nuclei also contain neutrons, particles similar to protons but without any electric charge, in about equal number to that of protons.

All this we believe to be true, which is why I wrote it down and asked you to copy. But saying so isn't really physics. The physics is in the reasons we believe these statements hold.

No one has ever seen an atom, nucleus, electron, proton or neutron.The fact is, it took well over a century to reach these conclusions. And as in the rest of physics, the existence of these objects was accepted only after the evidence of observations and experiments left us with no alternative.

(Click here for a brief history, S-7A The Discovery of Atoms and Nuclei.)


Questions in Class.

Some of these questions are not easy, and depending on the class, the teacher might prefer to provide their answers and use them as part of the teaching process.

You read that "the solar constant is 1.3 kilowatt/m2." What does this mean?

  • That would be the power carried by sunlight falling perpendicular to the surface of the Earth, if the atmosphere did not scatter, absorb or reflect any of it.


You air-condition your house on a hot summer day, and the air conditioner draws a current of 30 Amperes at 110 volts, consuming 30 x 110 = 3300 watt. Suppose you live in the age of solar power, and obtain your energy from an array of solar cells which converts 5% of the energy of sunlight into electricity. Also, because of the atmosphere and other limitations, these cells only receive an energy flow of half the "solar constant". What area of solar cells do you need to run the air conditioner?

  • Since only 5% of the solar energy is converted to electricity, the solar cells need to receive 20 times the power they deliver, or

          20 x 3300 = 66,000 watt.

    The power provided by sunlight is 0.5 of the solar constant or about 650 watt/m2 Therefore the required area is

          66,000/650 ~ 100 m2 or about 1200 ft2

    comparable to the area of the house itself.


Presumably all parts of the solar system--Earth, Sun, planets--came into existence together. How do scientists estimate the age of the Earth?
  • One way has been to examine rocks containing long-lived radioactive elements and measure the accumulated percentage of decay products.


What age do such measurements suggest?
  • Radioactive dating suggests the oldest rocks are several billions of years old. Perhaps the most reliable estimate is from Moon rocks brought back by Apollo astronauts, which remained relatively undisturbed from the time they were formed. They give about 4.7 billion years.


Presumably, the Sun has been shining at least for as long as the age of the oldest rocks. What energy source for the Sun, based on physical laws, was the first to be proposed?
  • It was suggested that the Sun extracted gravitational energy by shrinking. All its mass was gradually falling down, inwards, and heating up from that fall.


What was the difficulty with this explanation?
  • It did not provide enough energy. Even though the Sun has a much stronger gravity than Earth, it was estimated that its shrinkage could provide the Sun's energy for only about 20,000,000 years.


What source of energy is nowadays credited with the Sun's heat?
  • Nuclear energy.


To understand nuclear energy, we need to know a few things about atomic nuclei. What are they made of?
  • Atomic nuclei are made up of two kinds of particle, similar in mass and in the way they react to nuclear forces: protons and neutrons. The proton has a positive electric charge and the neutron is uncharged.

The teacher may supplement: Since protons and neutrons create very similar nuclear forces, they are sometimes given a common name "nucleons. "

Neutrons are slightly heavier, and if free neutrons are produced, they convert spontaneously into (proton + electron) in about 10 minutes (a 3rd particle, a very light "neutrino," is also produced). One may say that the free neutron is "radioactive."


What forces exist between protons and neutrons?
  • Two protons of course repel each other electrically, both having the same kind of electric charge, a positive one.

  • In addition, however, once they get very close to each other, nucleons attract very strongly--and it is this attraction, called the strong nuclear force, that holds them together in a nucleus. Without such an attraction, the positive charges inside nuclei would blow them apart almost instantly.

(The teacher can demonstrate one sort of "short range force" by a cluster of small "button magnets" as are used to post notes on (say) refrigerator doors. The magnets will stick together, but if you pull one away from the rest, you only need remove it a short distance before the attraction is reduced to practically zero.

    This is also a "short range force," although mathematically it behaves differently from the nuclear force.)


There exists another nuclear force, much weaker. What does the weak nuclear force do?
  • It tries to equalize the number of protons and neutrons inside the same nucleus.


If two particles are attracted to each other, and we let their attraction move them--is energy released or absorbed?
        (if students are not sure) Suppose I hold a stone in my hand--here. The Earth attracts it downwards. If I let it fall in the direction it is attracted--does it gain energy or does energy have to be invested?
  • It gains energy, that is, energy is released by the process.

On the other hand, to lift the stone from the floor against gravity, separating the two attracting objects, you must... ?

  • ... you must invest energy.


When we add a neutron to a nucleus, do we gain or lose energy?
  • Gain energy, since the neutron is attracted. (Think of a little magnet latching onto a refrigerator door!)


When we add a proton to a nucleus, what two kinds of force are involved--and do they give energy or absorb it?
    This is more complicated:

  • A nucleus is electrically charged, and so is the proton--both positively. So the two repel each other, and energy must be provided to let them approach each other. For instance the proton may be flung at the nucleus with great speed, and some of that speed (and of the associated energy) is lost as the two come closer, because of their mutual repulsion.

  • Once the proton is very close to the nucleus, it is attracted by the nuclear force, which releases energy.


In the above process, then, electric forces absorb energy and nuclear forces release it.
    Taking both into account--is net energy lost or gained? The answer depends on how big the target nucleus is. Can anyone explain?
  • Up to iron, energy is gained by adding a proton to the nucleus. Energy must be invested in overcoming electric repulsion, but the energy gain from the nuclear attraction outweighs that. That is the fusion process, taking place inside the Sun and the source of its energy.

  • For heavier nuclei, energy is lost. These atoms contain larger number of protons, their repulsion is stronger, and it outweighs the energy gain from the nuclear force.
(Teacher may describe here the curve of binding energy, given on the main web page and illustrating the above statements. Point out that helium, the second lightest element, has its own peak, suggesting it is extra-stable.)


By the same argument, though, if we could break up nuclei heavier than that of iron, we should gain energy. True or false?
  • True. In fact, the heaviest atoms (uranium, for instance) do so spontaneously. They shoot out packets of two protons and two neutrons--"alpha particles" which are actually helium nuclei, a very stable form of matter. That is one form of radioactivity.


Teacher supplements: Practically all the helium atoms we use to fill balloons and blimps started out as alpha-particles from radioactivity!

    How do we know? From the light emitted by helium on the Sun, we know that it contains a small percentage of "light helium" whose nuclei have two protons but only one neutron. The light of stars suggests that they, too, contain a little of this variety.

    But on Earth, this kind of helium is very rare! Its rarity suggests that almost all of the helium present when the Earth first formed was lost to space. Meanwhile, however, new "ordinary" helium was produced in rocks, in the form of alpha particles from uranium and similar elements. Some of it diffused, over millions of years, into natural gas, and that is where we get most of our helium today.


What is the particular process believed to be responsible for the Sun's energy? What is the fuel, and what is the final product?
  • The Sun gets its energy from converting hydrogen (the fuel) to helium (the product or "ashes").


This process is called...?
  • "Nuclear fusion"


The teacher may explain: nuclear fusion does not happen in one step. That would require 4 protons colliding at the very same instant, something that is not too likely.

Instead, the reaction occurs in stages (outline on the board)

  1. First two hydrogen nuclei (protons) combine to form "heavy hydrogen," a proton plus a neutron. In this process, one proton converts into a neutron, and a "positron," the positive counterpart of an electron, is emitted.

    (If a question is asked: isolated neutrons convert into protons, but inside the nucleus, with extra energy available, the conversion can also work the other way around.)

  2. Then another proton is added, to create "light helium."

  3. Finally a 4th proton is added, to create regular helium. Again a proton converts into a neutron, and another positron is emitted.

Where does the released energy appear? The nuclei emit gamma rays, while the positrons meet with electrons and both are "annihilated,"in the process, also leaving behind gamma rays. All this gamma radiation is absorbed in matter and heats it up.


Interestingly, the helium nucleus is lighter, it has less mass than the combined mass of the 4 protons that the Sun started with. If m is the difference in mass (the term is "mass defect"), then the energy E released is given by E=mc2, Einstein's famous formula.
    (The teacher can present a "hand waving argument" why helium is so stable. The 4 particles--two protons, two neutrons--can be arranged in a pyramid (tetrahedron). Imagining each to be ball-shaped (the teacher can draw this on the blackboard), each touches the other three and therefore the short-range nuclear attraction of each particle can grab hold of all other three. In a bigger nucleus, some of the nuclear particles may be "out of touch."
    One teacher demonstrated this using M&M candies--two of one color representing protons, two of another color representing neutrons.


What is controlled nuclear fusion?
  • Controlled nuclear fusion is the attempt by scientists to extract energy by fusion reaction in the laboratory.


Lacking the enormous pressure of the Sun"s core, how do laboratory experiments in controlled nuclear fusion manage to hold the very hot hydrogen together?
  • They use magnetic fields.

The teacher may explain further: no magnetic field produced in the lab can match the enormous pressure at the center of the Sun. However, fusion is also possible at lower pressures and temperatures, with fuels that "fuse" more easily--for instance, heavy forms ("isotopes") of hydrogen, which besides a proton contain one or two neutrons. Even with them, however, no commercially useful fusion power has as yet been released.


If stars get their heat by the fusion of hydrogen to form helium--what happens when all the hydrogen is used up and converted to helium?

(Teacher might explain) For a while the star may gain energy from the fusion of nuclei larger than hydrogen, but that energy source does not last long. When the star is no longer able to generate heat, gravity takes over and heat is released by shrinkage--the process originally proposed for the Sun.

A Sun-sized star has a complicated final evolution, including a "red giant" stage when it "puffs up" with a radius greater than that of the Earth's orbit, relatively cool and rarefied. In the end, what is left probably becomes a "white dwarf," a star in which gravity has crushed all atoms and smeared out their electrons. This is an extremely dense star, no bigger than Earth, but with a mass that is still an appreciable fraction of the mass of the Sun. After energy generation dies out, it becomes a dark dwarf, and it is anybody's guess how many of those are hidden in space, because we have no way of observing them.


What is the fate of a star 4 times heavier than the Sun?
  • It will probably collapse into a neutron star, as dense as the atomic nucleus. Here electrons are not just smeared out, but they combine with the protons to form neutrons, held together by the enormous gravity.


Why does the strength of the force of gravity and the energy released by it depend on the final size of the object?
  • Because gravity in all these configurations acts as if mass were concentrated at the center, so that its force increases like 1/r2. The smaller the final value of r, the stronger is the force, and the more energy can be released by letting it move matter.


(Teacher: in a while we will try to calculate that force and energy)

What does the general theory of relativity suggest about the final fate of a star 50 times more massive than the Sun?

  • Gravity is then so strong that the object collapses into a "black hole" of extremely small size. We cannot see its true size (or anything else about it) because the intense gravity does not allow any light to escape. However, the mass still exerts a gravitational pull on surrounding objects.


Calculation of Escape Velocities     (Optional)

(Teacher explains)

The escape velocity V from the surface of the Earth, at radial distance r, was calculated in an earlier lesson to satisfy

V2 = 2gr

where g is the acceleration due to gravity. Using SQRT to denote square root

V = SQRT (2gr)

By Newton's theory of gravitation, if m is the mass of the Earth

g = Gm/r2

Here G is the number that measures the strength of the gravitational pull, the one which the delicate experiments by Cavendish and Eötvös determined. Then

V = SQRT [2Gm/r]

and for a star of mass M and radius R

V = SQRT [2GM/R]

That is the velocity needed for an object to fly off the star to infinity, starting with distance r. But by the conservation of energy, it is also the final velocity of an object coming from far away and hitting the surface. It is therefore a measure of the energy that a star releases by collapsing to radius R.

Let us go through some very approximate calculations, just to get orders of magnitude. We start from a result derived in section #21 of "From Stargazers to Starships," by which a space vehicle launched from the Earth's orbit needs 12.4 km/sec to escape the solar system altogether.

This is above and beyond the 30 km/sec which it already has from the Earth's motion around the Sun, making the total "escape velocity" from a distance 1 AU from the Sun

V1 = 12.4 + 30 = 42.4 km/sec.
So
42.4 km/s = SQRT [2GM/R1]

with M the mass of the Sun and R1 the Earth-Sun distance, the "astronomical unit" (AU).

(The teacher may continue, or may call students to do the next 3 stages of the calculation.)


  1. What is the escape velocity V2 from the Sun's surface? The radius of the Sun is R2 = 700,000 km or about 1/200 AU. So

    V2 = SQRT [2GM/(R1/200)] =            

        = SQRT[200 x (2GM/R1)] = SQRT[200] x SQRT[2GM/R1]

                = 14.1 x 42.4 km/sec = 597.8 km/sec            

    In round numbers this is about 600 km/sec--twice the velocity of NASA's planned "solar probe" which at its closest approach would whiz by the Sun at 300 km/sec, at a distance of 4 solar radii. At 1/10,000 the velocity of light, that would be the fastest man-made object ever made, excluding accelerated atomic particles.


  2. Next, let the Sun shrink to the size of a white dwarf, say from a radius of R2=700,000 km to R3=7000 km, comparable to Earth's. What is the escape velocity V3 now?

      V3 = SQRT[2GM/(R2/100)] =

          = SQRT[100 x (2GM/(R2)] = SQRT[100] x SQRT [2GM/(R2]

                  = 10 x 600 km/sec = 6000 km/sec

    A lot of energy can be released by material collapsing onto a white dwarf. If it were to come from far away, it would hit at 6000 km/sec, hundreds of times faster than any asteroid impact, fully 2% of the speed of light!


  3. Now let us go even further and let the Sun-size star collapse to a neutron star, of radius R4=7 km, 1000 times smaller. If the escape velocity is now V4, we get

      V4 = SQRT[2GM/(R3/1000)] = SQRT[1000] x SQRT(2GM/R3)]

                  = 31.6 x 6000 km/s = 189,600 km sec

    Say 190,000 km/sec (we neglect relativity here, which would change the result somewhat). That is close to 2/3 the velocity of light! Even a pebble hitting such a star will release a great amount of energy. And it is no wonder that with larger masses, we soon get into black hole territory. That is reached when the escape velocity reaches the velocity of light: even though light is not a material substance, it can be shown that beyond this stage, no light escapes, making the object truly black.

(End of optional derivation)


Note: We now know that at the center of our galaxy is a huge black hole, whose mass has been astimated at 3.7 million times the mass of the Sun. Other galaxies may well have similar concentrated centers. See #7A. The Black Hole at the Center of Our Galaxy.
The final collapse of large stars creates supernova explosions. What happens there?
  • So much energy is released by the collapse that the outer layers of the star are blown off with tremendous speed.

    And in addition?

  • The final collapse creates a brief instant of tremendously rapid nuclear fusion, in which many heavy nuclei are created. All nuclei heavier than iron that are found on Earth are believed to have arisen in this way.


The teacher may explain further: One product of nuclear reactions are neutrinos, particles with no electric charge and (probably) a very small mass, which respond neither to electric forces (they carry no electric charge) nor to nuclear forces. As a result they can easily go through the thickness of the Earth or even the Sun without hitting anything. Only very rarely do they interact with matter, through the weak nuclear force.

Experiments in large tanks of water or special fluids, buried deep underground (to shield out the effects of "cosmic rays," fast ions from space) can detect occasional neutrinos, usually from the Sun's core. On 24 February 1987, a supernova became visible (mainly from the southern hemisphere) in the Large Magellanic Cloud, a small galaxy attached to ours. Although some 150,000 light years distant, that object became visible to the eye, and was studied extensively since that time.

    (see picture; the bright ring in the middle was created in the explosion--the other two are left-overs from some long-ago event).
At the time of collapse, underground experiments in Japan and the US detected a simultaneous flow of more than a dozen neutrinos, simultaneously! This agreed with the theory of supernova collapse and with the brief but very intense spurt of nuclear fusion, creating new elements.


(Only for astronomy buffs!)

    Supernovas created in the above process are known as "Type II" supernovas. Those of "Type I" are believed to be neutron stars which belong to a "double star" pair, orbiting around a common center of gravity. The neutron star keeps attracting gas from its companion, ultimately passing the limit for the creation of a black hole, and bang! A supernova!

    The point here is, that this always happens at about the same mass, and the maximum brightness, as well as the rate of its decay, should always be the same. Actually, variations exist because of differences in the composition, but they can be recognized and corrected for. Thus a type I supernova is like a precalibrated light source. By observing such events in distant galaxies, and noting how bright they appear to us, we can estimate their distance.

    The spectral lines of distant galaxies are also moved towards the red end of the spectrum by a "Doppler shift" because they all recede from us. That is part of the expansion of the universe which started at the "big bang", between (it is estimated) 13 and 14 billion years ago. Comparing the recession to the distance derived from supernovas, astronomers have concluded that the expansion of the universe it actually accelerating.

    That observation remains a great mystery. One could explain it if the expansion of the universe were slowing down, by proposing that the attraction of galaxies was working against it. Instead, there seems to exist an unknown force driving the universe apart more and more. Astronomers are still trying to understand it.



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Author and Curator:   Dr. David P. Stern
     Mail to Dr.Stern:   audavstern("at" symbol)erols.com .

Last updated: 30 November 2004